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Securities regulation in the United States
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511	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]March 2, 2015 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to Amend the Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 07:41:25 Securities First Issues Collectors Club Dodd–Frank Wall Street Reform and Consumer Protection Act Settlement Default Bankruptcy Securities Exchange Act Securities regulation in the United States Financial economics Economics Finance
512	No[removed]In the Supreme Court of the United States TIMOTHY MCGEE, PETITIONER v. UNITED STATES OF AMERICA Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-02-19 17:18:17 Financial system Economics Chiarella v. United States Securities regulation in the United States Financial economics Securities Exchange Act SEC Rule 10b5-1 United States securities law SEC Rule 10b-5 Insider trading
513	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 09:32:10 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law Finance United States Securities and Exchange Commission
514	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 26, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 13:44:41 Financial Industry Regulatory Authority Financial economics Financial regulation Finance U.S. Securities and Exchange Commission Arbitral tribunal Securities regulation in the United States Securities Exchange Act Financial adviser United States securities law Self-regulatory organizations Business
515	Advisory Committee on Small and Emerging Companies (Notice of Meeting) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:39:15 Securities regulation in the United States United States securities law Corporate governance Financial regulation Government Business Corporate crime U.S. Securities and Exchange Commission SEC filings
516	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. 33-9273A, 34-65686A, 39-2480A, IA-3310A and IC-29855A] Rescission of Outdated Rules and Forms, and Amendments To Correct References AGENCY: Securities and E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 14:50:00 New Deal Public Utility Holding Company Act Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Wall Street reform U.S. Securities and Exchange Commission Financial economics United States securities law United States federal banking legislation Financial regulation
517	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
518	UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY FINANCIAL CRIMES ENFORCEMENT NETWORK IN THE MATTER OF: Oppenheimer & Co., Inc. New York, NY Add to Reading List Source URL: www.fincen.gov Language: English - Date: 2015-01-27 09:54:23 Financial regulation Tax evasion United States securities law Financial markets Bank Secrecy Act Suspicious activity report Money laundering Oppenheimer Holdings Correspondent account Finance Business Financial economics
519	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-14 12:01:00 Financial economics 73rd United States Congress Finance Primary dealers New Deal Securities Act Securities Exchange Act Securities regulation in the United States Morgan Stanley Investment United States securities law United States Securities and Exchange Commission
520	UNITED STATES DISTRICT COURT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 15:17:09 Economics Insider trading Securities Exchange Act Stock Securities regulation in the United States Security Securities and Exchange Commission Stock market Financial economics Investment

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